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HBKS Compliance

Chief Compliance Officer
Michael Wassmann is the chief compliance officer for HBKS® Wealth Advisors (HBKS®), working from the Erie, Pennsylvania office. As the Chief Compliance Officer, he ensures that business is conducted within the guidelines set forth by various regulatory bodies. Michael joined HBKS® in 2011 and has 26 years of legal experience that includes both private practice and in-house counsel work. His...
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Compliance Associate
Renee Brunner serves as an associate in our Compliance Department in our Erie, PA office working with Michael Wassmann. In her position Renee ensures that business is conducted within the guidelines set forth by various regulatory bodies. Renee joined HBKS after earning her Bachelor of Science in Accounting from Penn State Behrend.
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