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Compliance

Chief Compliance Officer
Michael Wassmann is the chief compliance officer for HBKS® Wealth Advisors (HBKS®), working from the Erie, Pennsylvania office. As the Chief Compliance Officer, he ensures that business is conducted within the guidelines set forth by various regulatory bodies. Michael joined HBKS® in 2011 and has 26 years of legal experience that includes both private practice and in-house counsel work. His...
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Compliance Supervisor
Brooke Young is a compliance associate in our Erie, Pennsylvania office. She joined HBKS® in 2017 after spending seven years in corporate finance with GE Transportation. Brooke earned her  bachelors degree in Finance and an Undergraduate Certificate in Financial Planning from Penn State (2009).
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Administrative Assistant